Sopun Leng

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Significant management (since 19 May 2021)
    • [FCA CF] Material risk taker (19 May 2021 to 31 Dec 2021)
  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • [FCA CF] Significant management (19 May 2021 to 31 Mar 2022)
    • [FCA CF] Material risk taker (19 May 2021 to 31 Dec 2021)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • [FCA CF] Material risk taker (19 May 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (19 May 2021 to 31 Mar 2022)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • SMF10 Chair of the Risk Committee (19 Feb 2020 to 29 May 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 29 May 2020)
    • CF28 Systems and controls (28 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.