Sophie Victoria Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 15 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2025)
    • CF30 Customer (since 12 Mar 2025)
  • JOYFUL WEALTH LTD

    FRN 998562

    • (1)Employed By (since 12 Mar 2025)
  • FOGWILL & JONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 433208

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (19 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.