Sophie Pontille

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (17 Jun 2010 to 31 Jan 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 4 Jun 2003)
  • PERAS Associates Ltd (no longer approved here)

    FRN 498525

    • CF30 Customer (1 Jul 2009 to 15 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.