PERAS Associates Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Anja Aichinger
IRN AXA01726
- CF30 Customer (19 Jan 2010 to 31 Dec 2010)
Helmuth Bahn
IRN HXB01063
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (1 Jul 2009 to 17 Dec 2012)
- CF3 Chief Executive (1 Jul 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jul 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2009 to 8 Dec 2019)
- CF1 Director (1 Jul 2009 to 8 Dec 2019)
Richard Lawrence Tray
IRN RLT01013
- CF4 Partner (AR) (12 Sep 2019 to 27 Feb 2023)
- CF30 Customer (12 Sep 2019 to 27 Feb 2023)
Sophie Pontille
IRN SXP01207
- CF30 Customer (1 Jul 2009 to 15 Jan 2010)

Smaller firms operating under this firm's FCA authorisation.

Traycer LLP (no longer appointed)
FRN 518733 · Appointed 12 Jun 2019 · Until 27 Feb 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.