Sophie Megan Thomas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

    FRN 513644

    • (8)4. Giving personal recommendations on retail investment products which are not broker funds
    • (7)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (5)[FCA CF] Client dealing (22 Oct 2025 to 31 Mar 2026)
    • (6)[FCA CF] Functions requiring qualifications (20 Oct 2025 to 31 Mar 2026)
  • The Broughton Wilkins Partnership Ltd

    FRN 195273

    • (16)4. Giving personal recommendations on retail investment products which are not broker funds
    • (15)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (17)[FCA CF] Client dealing (since 21 Oct 2025)
    • (18)[FCA CF] Functions requiring qualifications (since 20 Oct 2025)
  • Emery (IFA) Limited

    FRN 526134

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2025)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Functions requiring qualifications (1 Jan 2025 to 7 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  2. controlled function removed: [FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd

  3. controlled function added: (15)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  4. controlled function added: (16)4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  5. controlled function added: (17)[FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  6. controlled function added: (18)[FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd