SOPHIE JOHNSTON

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [PRA CF] Managing a material risk taker (1 Oct 2018 to 30 Jun 2021)
    • [FCA CF] Material risk taker (12 Aug 2016 to 30 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.