Sophie Bowe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortress Financial Services Limited

    FRN 836163

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2024)
    • [FCA CF] Client dealing (since 15 Feb 2024)
    • Responsible for Insurance Distribution (since 10 Jan 2024)
    • SMF16 Compliance Oversight (since 10 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2024)
    • SMF3 Executive Director (since 30 Mar 2023)
  • BeaconIFA Limited

    FRN 566890

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 6 May 2022)
    • [FCA CF] Functions requiring qualifications (since 6 May 2022)
  • Bancroft Wealth LTD

    FRN 921443

    • Employed By (since 3 Apr 2023)

Recent activity

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