Soondra Moorthi Appavoo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Craven Street Financial Planning Limited
FRN 135202
- Director of firm who is not a certification employee or a SMF manager (since 2 Mar 2021)
Schroders IS Limited (no longer approved here)
FRN 195028
- CF1 Director (AR) (31 Jan 2012 to 5 Nov 2012)
- CF3 Chief Executive (AR) (2 Jan 2012 to 5 Nov 2012)
- CF30 Customer (1 Nov 2007 to 5 Nov 2012)
- CF21 Investment Adviser (10 Oct 2003 to 31 Oct 2007)
Craven Street Capital Limited (no longer approved here)
FRN 463083
- Employed By (29 Dec 2011 to 15 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.