Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Bank of Nova Scotia
FRN 141308
- SMF22 Other Local Responsibility (since 2 Dec 2024)
- [FCA CF] Client dealing (since 5 Mar 2021)
- [FCA CF] Manager of certification employee (5 Mar 2021 to 2 Dec 2024)
- [FCA CF] Material risk taker (1 Mar 2020 to 2 Dec 2024)
- [FCA CF] Significant management (1 Mar 2020 to 2 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.