Sonny Lama

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 22 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 22 Sep 2025)
  • Benchmark Financial Planning Limited

    FRN 227247

    • Employed By (since 22 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 Aug 2022 to 7 Aug 2025)
    • CF30 Customer (21 Jul 2022 to 7 Aug 2025)
  • SeventySeven Wealth Management Limited (no longer approved here)

    FRN 623059

    • (13)Employed By (21 Jul 2022 to 7 Aug 2025)
  • INVICTA FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 587095

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 28 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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