Sonam Yadav

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Client dealing (since 15 Jun 2023)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Client dealing (since 15 Jun 2023)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (18 Nov 2022 to 22 May 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 22 May 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (18 Nov 2022 to 22 May 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 22 May 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (18 Nov 2022 to 22 May 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 22 May 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (20 Mar 2019 to 31 Oct 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2020)
    • CF30 Customer (3 Jun 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.