Sonali Naresh Goel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (9 Jan 2025 to 14 Aug 2025)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (9 Jan 2025 to 14 Aug 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (18 Jan 2023 to 21 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2021 to 7 Sep 2022)
    • [FCA CF] Manager of certification employee (11 Sep 2020 to 7 Sep 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (16 Jan 2023 to 11 Dec 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 16 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2021 to 7 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.