Sin Chung Yau

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [FCA CF] Material risk taker (since 2 Nov 2023)
    • [FCA CF] Client dealing (since 2 Nov 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 9 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 9 Dec 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Proprietary trader (7 Mar 2016 to 26 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2023)
    • CF30 Customer (23 Jun 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 9 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 9 Dec 2018)
    • CF30 Customer (23 Jun 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (26 May 2009 to 2 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.