Simone Laura Westerhuis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGB & CO. LIMITED

    FRN 442833

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Park Walk Europe LLP (no longer approved here)

    FRN 502209

    • CF4 Partner (7 Jul 2010 to 16 Feb 2012)
    • CF30 Customer (7 Jul 2010 to 16 Feb 2012)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (23 Nov 2006 to 20 Sep 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (2 Sep 2002 to 27 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.