Simon Wood-Woolley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Financial Planning Limited

    FRN 193503

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (26 Apr 2013 to 2 Dec 2014)
    • CF30 Customer (26 Apr 2013 to 2 Dec 2014)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF30 Customer (26 Apr 2013 to 2 Dec 2014)
    • CF1 Director (AR) (26 Apr 2013 to 2 Dec 2014)
  • Accord Financial Management Ltd (no longer approved here)

    FRN 403310

    • (5)Employed By (23 Sep 2004 to 7 Mar 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (8 Apr 2002 to 18 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.