This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Accord Financial Management Ltd

Watch for changes

FRN: 403310

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jason Barrie Bant
IRN JBB00003
- (3)Employed By (27 Aug 2004 to 5 Apr 2018)
Paul James Roper
IRN PJR01145
- (4)Employed By (27 Aug 2004 to 5 Apr 2018)
Robert Michael MacDonald
IRN RMM00023
- (1)Employed By (23 Mar 2006 to 30 Dec 2008)
Simon Wood-Woolley
IRN SXW01390
- (5)Employed By (23 Sep 2004 to 7 Mar 2008)
William John Vickers
IRN WJV00004
- (2)Employed By (1 Aug 2005 to 30 Dec 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.