Simon Statman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Conductor Capital Asset Management LLP (no longer approved here)
FRN 977838
- [FCA CF] Client dealing (5 May 2023 to 13 Oct 2023)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (8 Jun 2021 to 19 Jan 2022)
- CF30 Customer (17 Nov 2017 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (25 Sep 2013 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (25 Sep 2013 to 6 Mar 2016)
Axpo UK Trading Limited (no longer approved here)
FRN 488874
- CF30 Customer (20 Jul 2011 to 14 Jun 2012)
EDF Trading Markets Limited (no longer approved here)
FRN 197427
- CF30 Customer (1 Nov 2007 to 8 Aug 2011)
- CF26 Customer Trading (18 Apr 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.