Axpo UK Trading Limited

• Principal Place of Business

  6th Floor

  155 Fenchurch Street

  London

  EC3M 6AL

  UNITED KINGDOM

  Phone

  +4402074483570

• Complaints Contact

  6th Floor

  155 Fenchurch Street

  London

  EC3M 6AL

  UNITED KINGDOM

  Phone

  +4402074483570

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Doyle

  IRN AXD00794

  • [FCA CF] Client dealing (since 25 Aug 2023)
• Alec William Hayley

  IRN AWH01051

  • CF1 Director (10 Nov 2009 to 19 Aug 2011)
  • CF11 Money Laundering Reporting (10 Nov 2009 to 19 Aug 2011)
  • CF10 Compliance Oversight (10 Nov 2009 to 19 Aug 2011)
• Alexandre Ma Fat

  IRN AXM13219

  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Andrew David McArthur

  IRN AXM05245

  • SMF16 Compliance Oversight (since 28 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2025)
  • [FCA CF] Significant management (since 28 Mar 2024)
• Andrew Ross Mchardy

  IRN AXM07933

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2022)
  • CF30 Customer (3 Nov 2018 to 8 Dec 2019)
• Brennon Lobo

  IRN BXL01274

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Apr 2025)
  • CF11 Money Laundering Reporting (13 Sep 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Sep 2018 to 8 Dec 2019)
  • CF1 Director (13 Sep 2018 to 8 Dec 2019)
• Charlotte Nicole Agnes Deny

  IRN CND01013

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 30 Mar 2022)
  • CF30 Customer (4 Nov 2009 to 21 Apr 2017)
• Christopher Michael Daly

  IRN CXD00708

  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
  • [FCA CF] Client dealing (since 22 Jan 2026)
• David Knubley

  IRN DXK01537

  • CF1 Director (11 Aug 2014 to 5 Aug 2016)
  • CF10 Compliance Oversight (9 Apr 2014 to 5 Aug 2016)
  • CF11 Money Laundering Reporting (17 Jan 2014 to 5 Aug 2016)
• Duncan MacIntyre

  IRN DXM03046

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
  • CF30 Customer (10 Jun 2017 to 8 Dec 2019)

No changes recorded yet.