Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Finance Delta Ltd
FRN 912378
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 31 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
- Responsibility for MCD Intermediation (since 1 Sep 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (25 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Nov 2019 to 8 Dec 2019)
-
Introvisory Ltd
FRN 948814
- SMF3 Executive Director (since 7 Mar 2022)
- SMF1 Chief Executive (since 7 Mar 2022)
- SMF16 Compliance Oversight (since 7 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.