Date authorised
7 March 2022
Companies House
11003625
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    105-107 Farringdon Road
    London
    EC1R 3BU
    UNITED KINGDOM
    Phone
    +447917272616
  • Complaints Contact

    105-107 Farringdon Road
    London
    EC1R 3BU
    UNITED KINGDOM
    Phone
    +442075660044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Celia Gay Snelling

    IRN CXS00395

    • SMF3 Executive Director (since 7 Mar 2022)
  • Simon Robert Bone

    IRN SXB08980

    • SMF1 Chief Executive (since 7 Mar 2022)
    • SMF16 Compliance Oversight (since 7 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2022)
    • SMF3 Executive Director (since 7 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.