Simon Philip Palmer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Integrity Wealth Planning Ltd

    FRN 706509

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Dec 2016)
    • CF10 Compliance Oversight (2 Oct 2015 to 8 Dec 2019)
    • CF1 Director (2 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2015 to 30 Sep 2018)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (12 Aug 2013 to 25 Aug 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 18 May 2006)
  • Alpha Financial Associates Ltd (no longer approved here)

    FRN 210135

    • (26)Employed By (9 Jul 2004 to 18 May 2006)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (13 May 2004 to 21 Jul 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (13 May 2004 to 21 Jul 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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