Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (6 Apr 2009 to 31 Aug 2011)
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- CF1 Director (2 Jan 2004 to 30 Sep 2004)
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- CF1 Director (21 May 2002 to 29 Aug 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2002)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.