Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 20 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 10 Jan 2023)
    • CF30 Customer (since 29 Nov 2022)
    • Employed By (since 29 Nov 2022)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2022)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.