Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2020)
- SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
- CF1 Director (AR) (2 Jul 2015 to 9 May 2016)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (12 Oct 2007 to 31 Oct 2007)
- CF26 Customer Trading (15 Jun 2005 to 19 Oct 2006)
- Responsible for Insurance Mediation (10 Mar 2005 to 25 Oct 2012)
- CF4 Partner (12 Nov 2004 to 8 Dec 2019)
- CF21 Investment Adviser (12 Nov 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (12 Nov 2004 to 2 Mar 2006)
- CF8 Apportionment and Oversight (12 Nov 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (12 Nov 2004 to 2 Mar 2006)
- CF3 Chief Executive (12 Nov 2004 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
- CF1 Director (AR) (1 Nov 2019 to 1 Apr 2020)
- CF1 Director (9 May 2016 to 8 Dec 2019)
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- (3)Employed By (1 Nov 2019 to 1 Apr 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.