Simon Michael Richard Thorpe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFP Financial Planning Limited

    FRN 134005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Johnson Fleming Future Life Planning Limited (no longer approved here)

    FRN 624599

    • Employed By (11 Oct 2016 to 29 Jan 2025)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (3 Mar 2003 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (28 Aug 2002 to 3 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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