Simon Michael Fettroll

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cesta Financial Planning Ltd

    FRN 1019862

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2025)
    • SMF3 Executive Director (since 3 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2025)
    • SMF16 Compliance Oversight (since 3 Mar 2025)
    • Responsible for Insurance Distribution (since 3 Mar 2025)
  • TEMPLAR FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 178554

    • [FCA CF] Functions requiring qualifications (18 Jun 2022 to 28 Feb 2025)
    • [FCA CF] Client dealing (18 Jun 2022 to 28 Feb 2025)
  • Cartlidge Morland Wealth Management LLP (no longer approved here)

    FRN 810083

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (14 Dec 2011 to 15 Feb 2012)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (17 Sep 2010 to 29 Dec 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Nov 2006 to 7 Feb 2007)
  • Bell Financial Planning (UK) Ltd (no longer approved here)

    FRN 434191

    • Employed By (28 Jun 2005 to 12 Dec 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (2 Mar 2005 to 6 May 2005)
    • CF22 Investment Adviser (Trainee) (10 Jun 2003 to 2 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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