Simon Matthew Martin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 25 May 2017)
- CF30 Customer (since 18 Mar 2009)
Simon Martin Wealth Management
FRN 497777
- (2)Employed By (since 18 Mar 2009)
Kerr Henderson (Consultants and Actuaries) Ltd (no longer approved here)
FRN 188411
- Employed By (12 Jul 2004 to 29 Jun 2007)
Kerr Henderson (Financial Services) Limited (no longer approved here)
FRN 125322
- CF21 Investment Adviser (1 Oct 2002 to 29 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.