Simon Mark Rogers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Succession Financial Management Limited (no longer approved here)
FRN 225831
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2021)
- CF30 Customer (20 Oct 2016 to 8 Dec 2019)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2021)
- CF30 Customer (20 Oct 2016 to 8 Dec 2019)
Aegis Financial Planning Limited (no longer approved here)
FRN 624298
- CF30 Customer (7 May 2015 to 7 Apr 2017)
Demontfort Financial Advisers LLP (no longer approved here)
FRN 452221
- Employed By (16 Mar 2015 to 7 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.