Simon Mark Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • George Square Financial Management Ltd

    FRN 572966

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2024)
    • CF30 Customer (since 10 Dec 2024)
  • Greaves Wealth Management Ltd

    FRN 926063

    • (2)Employed By (since 10 Dec 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Oct 2024)
    • CF30 Customer (10 Aug 2011 to 26 Sep 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Nov 2010 to 3 Jul 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Oct 2009 to 15 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.