Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (17 Oct 2011 to 26 Nov 2013)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 15 Jul 2011)
    • CF23 Corporate Finance Adviser (3 Jul 2007 to 31 Oct 2007)
  • Argent Partners Limited (no longer approved here)

    FRN 221588

    • CF23 Corporate Finance Adviser (21 Mar 2003 to 11 May 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.