Argent Partners Limited

Date authorised
1 April 2013
Companies House
04430262
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Argent Partners Ltd
    New Broad Street House
    35 New Broad Street
    London
    City Of London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +4402072568661
    Web
    https://www.argentpartners.com

  • Complaints Contact

    Argent Partners Ltd
    New Broad Street House
    35 New Broad Street
    London
    City Of London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +4402072568661

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amit Hasmukhlal Rama

    IRN AHR01037

    • CF23 Corporate Finance Adviser (1 Mar 2007 to 3 Aug 2007)
  • Donald Garner

    IRN DXG01211

    • CF23 Corporate Finance Adviser (9 Mar 2004 to 31 May 2005)
  • Juan Camilo Gonzalez Pelaez

    IRN JCG01127

    • CF30 Customer (15 Jun 2010 to 29 Jul 2011)
  • Marta Maria Soler Poquet

    IRN MMS01117

    • CF30 Customer (23 Apr 2012 to 11 Apr 2014)
  • Robert Andrew Simkin

    IRN RAS01209

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (21 Mar 2003 to 31 Oct 2007)
    • CF1 Director (21 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Mar 2003 to 31 Oct 2007)
  • Robert Edward William Butler

    IRN REB01111

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Mar 2009 to 8 Dec 2019)
  • Rodney George Bryant

    IRN RGB01118

    • CF30 Customer (27 Jul 2009 to 18 Mar 2011)
  • Simon Bruce McQueen

    IRN SBM01052

    • CF30 Customer (1 Nov 2007 to 6 May 2008)
    • CF23 Corporate Finance Adviser (1 Mar 2007 to 31 Oct 2007)
  • Simon Mark Kersey

    IRN SMK01035

    • CF23 Corporate Finance Adviser (21 Mar 2003 to 11 May 2007)
  • Stephen Charles Lucas

    IRN SCL01066

    • CF30 Customer (18 Feb 2008 to 30 Jun 2009)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.