Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Client dealing (6 Mar 2017 to 4 Oct 2019)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 4 Oct 2019)
    • [FCA CF] Material risk taker (6 Mar 2017 to 4 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.