Simon Mark Chandler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abacus Financial Options Limited

    FRN 576165

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • [FCA CF] Client dealing (since 16 Nov 2020)
    • CF30 Customer (5 Oct 2015 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (27 Aug 2014 to 4 Oct 2015)
  • Chantry Associates Limited (no longer approved here)

    FRN 213741

    • Employed By (1 Dec 2001 to 25 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.