Simon Manwaring

• THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

  FRN 114724

  • [FCA CF] Manager of certification employee (since 22 Aug 2024)
  • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2024 to 20 Mar 2026)
• NatWest Markets Plc

  FRN 121882

  • SMF6 Head of Key Business Areas (since 9 Jul 2021)
  • [FCA CF] Algorithmic trading (since 29 Jul 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jan 2023)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jan 2023)
  • CF30 Customer (7 Jan 2014 to 6 Mar 2016)
• TFS VOLBROKER LIMITED

  FRN 206018

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF1 Director (3 Nov 2015 to 6 Dec 2019)
• Coutts & Company (no longer approved here)

  FRN 122287

  • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2024 to 20 Mar 2026)
• The Royal Bank of Scotland International Limited (no longer approved here)

  FRN 760675

  • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2024 to 20 Mar 2026)
• Banco Santander, S.A. (no longer approved here)

  FRN 136261

  • CF30 Customer (28 Jul 2011 to 10 Sep 2013)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (5 Sep 2008 to 28 Jun 2011)
• Bank of America, N.A. (no longer approved here)

  FRN 124642

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (27 Aug 2004 to 13 May 2005)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (27 Aug 2004 to 13 May 2005)

No changes recorded yet.