Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • CF10 Compliance Oversight (9 Nov 2011 to 8 Dec 2019)
    • CF1 Director (9 Nov 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Oct 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.