Simon Joseph Lumsdon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED

    FRN 119281

    • [FCA CF] Manager of certification employee (since 3 Aug 2023)
    • [FCA CF] Material risk taker (since 3 Aug 2023)
    • [FCA CF] Significant management (since 3 Aug 2023)
  • CCLA Fund Managers Limited

    FRN 611707

    • [FCA CF] Material risk taker (since 3 Aug 2023)
    • [FCA CF] Significant management (since 3 Aug 2023)
    • [FCA CF] Manager of certification employee (since 3 Aug 2023)
  • Brit Syndicates Limited (no longer approved here)

    FRN 204930

    • SMF24 Chief Operations (10 Jun 2020 to 13 Apr 2021)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF4 Partner (2 Apr 2012 to 16 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.