Simon John Battle

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
    • [FCA CF] Client dealing (since 7 Dec 2023)
  • Beaufort Financial Planning (West Midlands) Limited (no longer approved here)

    FRN 211882

    • Employed By (26 Apr 2023 to 25 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
    • CF30 Customer (27 Jan 2016 to 19 Aug 2022)
  • Premier Group Financial Services Limited (no longer approved here)

    FRN 188269

    • (2)Employed By (26 Sep 2019 to 19 Aug 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (21 Sep 2011 to 26 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.