Simon James Thompson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raven Wealth Planning Ltd

    FRN 990075

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2023)
    • Responsibility for MCD Intermediation (since 29 Sep 2023)
    • Responsible for Insurance Distribution (since 29 Sep 2023)
    • SMF1 Chief Executive (since 29 Sep 2023)
    • SMF3 Executive Director (since 29 Sep 2023)
    • [FCA CF] Client dealing (since 29 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (22 Dec 2021 to 27 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Sep 2023)
    • CF1 Director (AR) (11 Oct 2019 to 27 Sep 2023)
  • Catalyst Financial Planning Ltd (no longer approved here)

    FRN 848476

    • Employed By (11 Oct 2019 to 27 Sep 2023)
  • WELBY ASSOCIATES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 697372

    • CF1 Director (16 May 2016 to 30 Aug 2018)
    • CF30 Customer (13 Jan 2016 to 19 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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