Simon James Hall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgans Ltd (no longer approved here)

    FRN 159488

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2018)
    • CF11 Money Laundering Reporting (16 Jun 2015 to 31 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (AR) (1 Dec 2001 to 1 Apr 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Regent Investment Advisors Limited (no longer approved here)

    FRN 200404

    • (2)Employed By (30 Nov 1999 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.