Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 1 Nov 2017)
- CF29 Significant management (23 Sep 2015 to 6 Mar 2016)
- CF30 Customer (13 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2015)
- CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
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- CF1 Director (18 Jul 2003 to 3 Aug 2007)
- CF21 Investment Adviser (25 Nov 2002 to 3 Aug 2007)
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- CF21 Investment Adviser (25 Nov 2002 to 3 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.