Simon Ian Upton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Mortgage Solutions (Hampshire) Limited

    FRN 457420

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 7 Sep 2016)
    • Responsible for Insurance Mediation (23 Oct 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (23 Oct 2006 to 31 Mar 2009)
    • CF1 Director (23 Oct 2006 to 8 Dec 2019)
  • The Financial Navigator Ltd (no longer approved here)

    FRN 400597

    • CF1 Director (21 Oct 2004 to 18 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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