Date authorised
1 April 2013
Companies House
03744756
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 11
    Bursledon House
    Station Road
    New Milton
    Hampshire
    BH25 6HT
    UNITED KINGDOM
    Phone
    +447368175743
  • Complaints Contact

    Flat 11
    Bursledon House
    Station Road
    New Milton
    Hampshire
    BH25 6HT
    UNITED KINGDOM
    Phone
    +447368175743

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louis Marie Francois d'Espagnac

    IRN MFD00004

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 6 May 2020)
    • [FCA CF] Significant management (since 6 May 2020)
    • [FCA CF] Manager of certification employee (since 6 May 2020)
    • [FCA CF] Functions requiring qualifications (since 6 May 2020)
    • [FCA CF] Benchmark submission and administration (since 6 May 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (21 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Oct 2004 to 31 Mar 2009)
    • CF3 Chief Executive (21 Oct 2004 to 8 Dec 2019)
  • Simon Ian Upton

    IRN SIU00001

    • CF1 Director (21 Oct 2004 to 18 Sep 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.