Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 30 Jun 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2025)
    • CF30 Customer (13 Sep 2011 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 30 Jun 2025)
    • [FCA CF] Client dealing (23 Feb 2018 to 30 Jun 2025)
    • CF30 Customer (13 Sep 2011 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Feb 2018)
    • CF30 Customer (13 Sep 2011 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (29 Jun 2009 to 31 Dec 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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