Simon Herbert

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2017)
    • CF1 Director (AR) (since 4 Mar 2013)
  • Olive Tree Wealth Management Ltd

    FRN 912032

    • (1)Employed By (since 13 Aug 2019)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 4 Mar 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (20 Dec 2012 to 19 Sep 2013)
  • IFS Risk Solutions (UK) Limited (no longer approved here)

    FRN 232210

    • CF30 Customer (10 Feb 2012 to 19 Oct 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (30 Oct 2006 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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