Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (1 Jan 2018 to 17 Jan 2018)
- CF3 Chief Executive (1 Jan 2018 to 17 Jan 2018)
- CF30 Customer (1 Jan 2018 to 17 Jan 2018)
- CF13 Finance (13 Sep 2005 to 21 Jun 2007)
- CF10 Compliance Oversight (13 Sep 2005 to 21 Jun 2007)
- CF11 Money Laundering Reporting (13 Sep 2005 to 21 Jun 2007)
- CF27 Investment Management (22 Feb 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (22 Feb 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 5 Feb 2008)
- CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 31 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.