Simon Green

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited

    FRN 171935

    • [FCA CF] Client dealing (since 20 Jan 2026)
  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 20 Jan 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (20 Dec 2022 to 7 Nov 2024)
    • [FCA CF] Client dealing (15 Dec 2022 to 4 Mar 2025)
    • [FCA CF] Manager of certification employee (19 Apr 2021 to 28 Oct 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (19 Apr 2021 to 4 Mar 2025)
    • [FCA CF] Material risk taker (11 Nov 2016 to 7 Nov 2024)
    • [FCA CF] Client dealing (11 Nov 2016 to 4 Mar 2025)
    • CF30 Customer (28 Nov 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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