Simon Gouge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Client dealing (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (since 8 Apr 2024)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Client dealing (since 1 Aug 2022)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (10 Nov 2020 to 31 Jul 2024)
- CF30 Customer (30 Oct 2019 to 8 Dec 2019)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (8 Aug 2018 to 16 Oct 2019)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (31 Aug 2015 to 6 Mar 2016)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 27 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.