Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S.O.E. FINANCIAL LIMITED
FRN 935448
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 1 Apr 2021)
- Responsible for Insurance Distribution (since 1 Apr 2021)
- SMF16 Compliance Oversight (since 1 Apr 2021)
- SMF3 Executive Director (since 1 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- [FCA CF] Manager of certification employee (since 1 Apr 2021)
- CF1 Director (AR) (1 Jul 2021 to 12 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.