S.O.E. FINANCIAL LIMITED

• Principal Place of Business

  Ladywood

  Watledge

  Nailsworth

  Stroud

  Gloucestershire

  GL6 0BB

  UNITED KINGDOM

  Phone

  +4401453836216

  Web

  https://soefinancial.co.uk

• Complaints Contact

  Ladywood

  Watledge

  Nailsworth

  Stroud

  Gloucestershire

  GL6 0BB

  UNITED KINGDOM

  Phone

  +4401453836216

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Adrian Ernest Dart

  IRN AXD00524

  • [FCA CF] Functions requiring qualifications (31 Jan 2022 to 26 May 2022)
• Akeel Hussain

  IRN AXH02495

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 14 Dec 2021)
• Emma Jane Garling

  IRN EJG01051

  • CF1 Director (AR) (1 Jul 2021 to 12 Sep 2024)
• Joanne Hourigan

  IRN JXH01295

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2024)
• Nadine Gruber

  IRN NXG00197

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2023)
• Rebecca Bernamont

  IRN RXB00640

  • [FCA CF] Functions requiring qualifications (6 May 2022 to 23 Sep 2023)
• Romy Natalie Bott

  IRN RXB00306

  • [FCA CF] Functions requiring qualifications (17 Jan 2025 to 14 Apr 2026)
• Ruxandra Cristina Niculescu

  IRN RXN00081

  • [FCA CF] Functions requiring qualifications (6 Jan 2025 to 3 Jul 2025)
• Simon Garling

  IRN SXG00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 1 Apr 2021)
  • SMF16 Compliance Oversight (since 1 Apr 2021)
  • SMF3 Executive Director (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • [FCA CF] Manager of certification employee (since 1 Apr 2021)
  • Responsibility for MCD Intermediation (since 1 Apr 2021)
  • CF1 Director (AR) (1 Jul 2021 to 12 Sep 2024)
• Vikas Jain

  IRN VXJ00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • SMF3 Executive Director (since 1 Apr 2021)

• S.O.E Consultants Ltd (no longer appointed)

  FRN 476574 · Appointed 25 May 2021 · Until 12 Sep 2024

No changes recorded yet.