Simon Foreman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chilvester Limited

    FRN 456753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2020)
    • [FCA CF] Client dealing (since 17 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 Oct 2006 to 30 Mar 2008)
    • CF11 Money Laundering Reporting (31 Oct 2006 to 15 Feb 2012)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
  • Chilvester Ltd (no longer approved here)

    FRN 440041

    • Employed By (3 Oct 2005 to 30 Oct 2006)
  • Chilvester Financial (no longer approved here)

    FRN 189674

    • Employed By (9 Mar 2005 to 8 Dec 2019)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (207)Employed By (18 Nov 2002 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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